Fidelity Brokerage Services’ “lackadaisical attitude” towards how it reviewed options trading applications put retail investors at risk, according to Massachusetts Commonwealth Secretary William ...

Take a look at this side-by-side of Fidelity vs. Charles Schwab, comparing account costs, trading platforms and investment ...

The Bay State has fined Fidelity Brokerage Services $750,000 over the company’s past practice of rubber-stamping options trading applications. Secretary of the Commonwealth William Galvin has handed ...

Massachusetts Secretary of the Commonwealth William F. Galvin Monday fined Fidelity Brokerage Services $750,000 over the company’s alleged past practice of "rubber-stamping" clients' applications to ...

Massachusetts regulators have charged Fidelity with failing to properly vet options applications designed to determine which clients are suited to taking on the additional leverage associated with ...

Fidelity Brokerage Services (FBS) failed to properly vet Massachusetts retail investors who applied to be approved to conduct options and margin trading, according to a new complaint filed by ...

Massachusetts securities regulators have charged Fidelity Brokerage Services with unethical and dishonest conduct and practices in the securities business over its rubber-stamping of options trading ...

Investing in a portfolio of carefully selected assets is a popular path to retirement. You can choose among stocks, bonds, exchange-traded funds and other assets when assembling your ...

A Fidelity Investments subsidiary has agreed to pay a $750,000 fine after Secretary of State William Galvin accused the Fidelity unit of improperly rubber-stamping applications for options-trading ...

Fidelity is a household name in the investing world for beginner and advanced investors alike. In fact, it's likely you've come across a Fidelity study or two while perusing your normal business news, ...

Investors in Fidelity National Information Services Inc (Symbol: FIS) saw new options begin trading today, for the April 2nd expiration. At Stock Options Channel, our YieldBoost formula has looked up ...