Independent financial advisors aren't affiliated with big investment firms. Instead, they run their own businesses or work for independent firms. Independent advisors often have fewer conflicts of ...

Concorde announced today that Ashley Romiti, founder and president of GCA 1031, has joined the firm's broker-dealer, Concorde Investment Services. Romiti specializes in tax-advantaged investment ...

Keeton steps into CIO role at Prospera as IAA elevates leaders to advance advisor experience and platform strategy ...

Chelsea Ransom-Cooper, 32, co-founded Zenith Wealth Partners with a clearly quantified mission: Generate $1 billion in wealth for women and people of color. The firm tracks progress through account ...

Fourteen financial services industry trade groups are taking their fight directly to Congress in their effort to derail a provision in the Protecting the Right to Organize (PRO) Act to reclassify ...

Two advisor moves this week highlight how recruiting momentum continues to run in both directions between major wealth ...

Avantax reports robust recruiting in 2024 as independent financial advisors and tax professionals want to offer clients comprehensive, tax-intelligent financial planning and wealth management DALLAS-- ...

Three-Part Guide The three-part guide, developed by FSI’s AI Task Force, discusses the ways advisors will and won’t be able to use the tools and provides a framework for deciding. It also calls for ...

SHOOK Research creates rankings of role models—advisors that are leading the way in offering best practices and providing a ...

This is the 15th installment in a Financial Planning series by Chief Correspondent Tobias Salinger on how to build a successful RIA. See the previous stories here, or find them by following Salinger ...

Independent financial advisors often operate their own advisory firms or work with independent businesses as opposed to representing larger brokerages Written By Written by Staff Money Writer, WSJ | ...