LPL seeks enforcement of the $822,000 arbitration award against Eileen Cure, a former advisor accused of discrimination ...
A former LPL Financial advisor in Texas who was fired in 2021 after a TikTok video emerged in which she appeared to make racist remarks about hiring practices has been ordered by an arbitration panel ...
Eileen Cure says she didn’t know about the arbitration hearing and has hired a new lawyer to contest the award.
SAN DIEGO, June 03, 2021 (GLOBE NEWSWIRE) -- LPL Financial Holdings Inc. (Nasdaq: LPLA) today announced its inclusion in the 2021 Fortune 500 ranking for the first time in the company’s history. LPL ...
CHARLOTTE, N.C., Nov. 09, 2021 (GLOBE NEWSWIRE) -- LPL Financial LLC today announced the firm’s inaugural appearance in the 2021 America’s Most Responsible Companies list published by Newsweek and ...
LPL Financial, a financial services firm with several thousand employees in the Charlotte region, will pay $18 million for anti-money laundering violations, the Securities and Exchange Commission said ...
LPL Financial claims Ameriprise “has sunk to a new low” by sending out allegedly “misleading” notifications about a data breach, which the firm says is an attempt to frighten LPL customers and hurt ...
LPL Financial is suing Ameriprise for alleged defamation, accusing the firm of sending "data breach" notices to thousands of LPL customers that falsely claimed their personal information was ...
LPL Financial is testing how big an independent wealth management company can grow with a billion-dollar deal that's likely to push its headcount of financial advisors above 25,000 next year. "There ...
For nearly four years, LPL helped at least 30 former Ameriprise advisors use an internal system to upload information for thousands of their ex-clients before that practice was abandoned in early 2022 ...
CHARLOTTE, N.C., Jan. 14, 2021 (GLOBE NEWSWIRE) -- LPL Financial LLC (Nasdaq:LPLA), a leading retail investment advisory firm, independent broker-dealer and registered investment advisor (RIA) ...
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