The US Securities and Exchange Commission has published a public filing expressing a number of concerns about the State Street-Apollo private credit exchange-traded fund (ETF). In response: Attorneys ...

A chief risk and compliance officer recently told me about a dilemma he faced with his board of directors. Compliance monitoring had uncovered a control failing that meant his firm seemed to be in ...

The landscape of modern financial project management is characterized by a fundamental tension. Financial institutions face relentless regulatory demands that necessitate stringent oversight, ...

Recent periods of financial stress and the proliferation of risks across the financial system are fueling the development of regulatory initiatives to strengthen requirements and promote international ...