Under the Trump administration, the Department of Health and Human Services and the Food and Drug Administration have been ...

Auditors are supposed to keep businesses honest, but how much regulation is the optimum for the auditors - and how onerous ...

Emerging technologies, like artificial intelligence (AI) and advanced data analytics, can improve audit quality in significant ways. As the regulatory overseer of public-company audits, the Public ...

Financial Planning Corporation is a regulated financial planning firm founded 40 years ago, gaining coveted Chartered status in 2008. As the U.K. financial regulator, the FCA promises to clamp down on ...

There are stories we tell ourselves in third-party risk management (TPRM) to make ourselves feel better about the corners we cut. If you’re in third-party risk management, handling the latest ...

Regulatory relief from anti-money laundering rules is in the cards for casinos, insurance companies and other non-bank financial institutions, the U.S. Treasury Department’s Treasury’s Financial ...

Companies may face significant financial and legal risks if they fail to vet suppliers and third parties over their use of ...

U.S. Banking regulators have moved to loosen traditional regulation and supervision in areas like capital requirements, stress testing and liquidity, while also being more receptive to innovation in ...

Most compliance professionals have faced it: a regulator or client requests a policy, and several slightly different "final" ...

Join 500+ senior ethics, compliance, legal, audit, and governance professionals - together with regulators, board members, ...

U.S. Banking regulators have moved to loosen traditional regulation and supervision in areas like capital requirements, ...

As companies increasingly test artificial intelligence throughout their workforce and product lines, early adopters say an important rule is to pick the right AI for the job. Like never before in ...