Europe's massive financial sector has become a magnet for illicit money flowing through its banks and markets. A new EU ...

About 36 percent of financial firms are using artificial intelligence in compliance, and most firms intend to ramp up their ...

Under the Trump administration, the Department of Health and Human Services and the Food and Drug Administration have been ...

Auditors are supposed to keep businesses honest, but how much regulation is the optimum for the auditors - and how onerous ...

Companies may face significant financial and legal risks if they fail to vet suppliers and third parties over their use of ...

Emerging technologies, like artificial intelligence (AI) and advanced data analytics, can improve audit quality in significant ways. As the regulatory overseer of public-company audits, the Public ...

Most compliance professionals have faced it: a regulator or client requests a policy, and several slightly different "final" ...

Join 500+ senior ethics, compliance, legal, audit, and governance professionals - together with regulators, board members, ...

Compliance professionals have long known that systems fail when governance does. An MIT study's finding that 95 percent of ...

There are stories we tell ourselves in third-party risk management (TPRM) to make ourselves feel better about the corners we cut. If you’re in third-party risk management, handling the latest ...

One of world’s largest cryptocurrency exchanges agreed to pay more than $500 million in penalties and plead guilty to AML and KYC violations, along with failing to register as a money transmitting ...

U.S. Banking regulators have moved to loosen traditional regulation and supervision in areas like capital requirements, stress testing and liquidity, while also being more receptive to innovation in ...