On December 20, 2024, the U.S. Securities and Exchange Commission (SEC) announced that it settled charges issued against one registered investment adviser and two private companies for failing to file ...
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Bitwise files with SEC to launch first Uniswap ETF
Bitwise filed with the SEC to launch the first Uniswap (UNI) ETF, giving investors exposure to the token.
The U.S. Securities & Exchange Commission has filed charges against an Orcutt financial adviser accused of defrauding nine victims of more than $2 million. The legal action occurred days before the ...
The U.S. Securities and Exchange Commission (SEC) filed suit against an alleged crypto pyramid scheme, NovaTech, and eight of its promoters on Monday, charging them with fraud and multiple violations ...
Learn how SEC Form 424B4 plays a crucial role in initial public offerings by detailing important information from previous SEC filings, ensuring transparency and investor confidence.
On Tuesday, the SEC filed a complaint in the D.C. federal district court alleging that Elon Musk ignored the Section 13(d) beneficial ownership reporting deadline when, in March 2022, he acquired more ...
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